The video explains and elaborates How to download HKSI LE Paper 1,2,3,5,6,7, 8,9,11,12 Study Manual. When I took it I used Kaplan’s online study guide. It was very helpful and much easier to get into than the official notes, which I found very dull. Answers and references provided for candidates to refer to the HKSI LE Paper 1 study manual provided by the Hong Kong Securities and.
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Password Forgot your password. Fund Managers Chapter 1 II.
Subscribers can access the old and new sets of questions until 1 June B Mr Chan manages a lo of assets for his friend with terminal illness for free, which includes the management Section of investment on securities and futures. Hot D A merit-based philosophy – the regulatory approach is based on the idea of filtering undesirable players and undesirable Topic 1 offerings.
Create your own flipbook. Read the Text Version. A consolidation of a number of ordinances regulating the securities and futures industries. I originally had my doubts and had been advised to the contrary by your competition however I am most impressed and will recommend this to our training and development department. Just spend a few minutes a day in our site to improve your test score! Enhace the efficiency and integrity of the financial system Chapter 2 IV.
Employment opportunities for expatriates Section 1 IV.
Welcome to PassHKSI for Papers 1, 7, 8 & 9
Merit Based Topic 1 II. Topic B They aim to achieve this goal through financial stusy of an acceptable international standard. I think I studied for less than a total of 20 hours! Your web-based modules are very helpful.
Conducting stock borrowing and lending transactions. Local employment opportunities for unskilled local IV. Answer A C Hear appeals against the decisions made by the SFC relating to the licensing or registration of intermediaries Hot 1 and certain other matters.
We are here to help you. Attacks on the local sthdy by international operators. The demands for investment opportunities II.
Employment opportunities for locals Chapter 1 III. Comprehensive Question Database Hundreds of questions available, each with detailed explanation. C Maintain the stability of the Hong Kong Dollar. Hot C The regulatory body papeg hire government employees as short-term contract staff to meet regulatory needs.
The financing of terrorist activities.
With our Online Study Module, you can go through the exam material at a much faster pace! The flows of funds in and out of the financial centre by fund managers. Just passed the exam today!
HKSI LE Paper 1 Pass Paper Question Bank (QB)
QIDC Mr Chan provides a loan to his sister in law and charges interests that’s far lower than the benchmark lending Answer rate at banks. Hot 1 A Enhance international and local confidence in the financial markets of Hong Kong. The government impose direct control on the industries III.
Suggested by the Davison Committee, there is only one regulator for the Securities and Banking Indsutry. Comprised of over questions, adhering to examination format.
Meet demands for investment, capitalization and risk management. Provide margin financing and accomodation on securities trading Hot III. Chapter 1 A Led by the Financial Secretary, the Financial Secretary has effective overall authority over the regulatory Section 16 bodies. Chapter A C Regulations are focused on front-line operations of the markets.
Switching of investments between different areas such as Section 8 property and foreign exchange. Chapter 1 Section 16 B The Government can intervene if there are volatile fluctuations in the securuties markets. Chapter 1 D Take measures that can enhance international and local confidence in the financial markets of Hong Kong.
QID B B The regulatory body has a system of checks and balances to ensure the interests of the stakeholders are not Answer violated. Chapter 1 B D isclosure-based, meaning that regulations are geared towards enhancing market transparency.
HKSI LE Paper 1 Pass Paper Question Bank (QB) Pages 1 – 10 – Text Version | FlipHTML5
You should extend this platform to other tests! Provide an avenue for price discovery Chapter 1 IV. The number of exchanges decreased II. QID 9 A A disclosure-based philosophy- it assumes that maximum disclosure is required to protect investors, but there is obligation on the part of the participants to take Answer A responsibility for using the full information to make their own independent investment decisions.
Section D Regulations are focused on logistics operations of the markets. Should you need to buy this product, please visit www. Hot 1 B A risk-based philosophy- it is assumed that maximum disclosure is required to protect investors, but there is Topic 1 obligation on the part of the participants to take responsibility for using the full information to make their Chapter 11 own independent investment decisions.
D F ree-Based, meaning that the regulations are designed to provide the greatest freedom to investors investing Answer C Hot in Hong Kong. Topic B T he lowest risk areas of the markets are given more regulatory attention.
HKSI Paper 1, 7, 8, 9 Practice Questions – PassHKSI
Maintain currency stability Topic 1 III. I will definitely recommend my colleagues who are doing this exam in the coming months.
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